Expert Witness
- Suitability and Duty of Care
- Fiduciary Responsibilities
- Damage calculations for options, and other complex financial instruments
- Repo Trading
- Securities Lending
- FINRA arbitration
- Margin – Reg T & Portfolio Margin
- Liquidation of accounts
- Know Your Customer (KYC) Rules
- Derivatives including vanilla and exotic options, futures, credit derivatives, CDS, CDX, FX forwards and options, and interest rate swaps
- Illiquid securities including tranches of RMBS and CMBS
- Risk Management
- Risk Governance
Financial Damages
Valuation of losses involving:
- Equities
- Bonds
- Foreign Exchange
- CMBS Tranches
- RMBS Tranches
- Emerging Market Bonds
- Option Trades
- Loans
- Repo Trades
- Securities Lending / Stock Loan